U.S. Supreme Court, (December 11, 1967)
Docket number: 8
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U.S. Supreme Court - Schneider v. Smith, 390 U.S. 17 (1968)
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U.S. Supreme Court - FPC v. New England Power Co., 415 U.S. 345 (1974)
U.S. Court of Appeals for the Tenth Circuit - Donald Hudson Et Al., as Representative of a Class of all Students At Southwestern State College, Seeking To Form an Organization Entitled 'Viet Nam Veterans Against the War' And/or 'Students Against the War,' Plaintiffs-Appellants, v. Al Harris, Individually and as President of Southwestern State College, and Fred G. Janzen, Individually and as Dean of Students of Southwestern State College, Defendants-Appellees., 478 F.2d 244 (10th Cir. 1973) as Representative of a Class of all Students At Southwestern State College, Seeking To Form an Organization Entitled 'Viet Nam Veterans Against the War' And/or 'Students Against the War, ' Plaintiffs-Appellants, v. Al Harris, Individually and as President of Southwestern State College, and Fred G. Janzen, Individually and as Dean of Students of Southwestern State College, Defendants-Appellees.
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U.S. Supreme Court UNITED STATES v. ROBEL, 389 U.S. 258 (1967) 389 U.S. 258
UNITED STATES v. ROBEL. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF WASHINGTON. No. 8. Argued November 14, 1966. Reargued October 9, 1967. Decided December 11, 1967. Appellee, a member of the Communist Party (which had been ordered to register as a Communist-action organization under the Subversive Activities Control Act) remained an employee at a shipyard after the Secretary of Defense had designated it a "defense facility" under the Act. Petitionerî was thereafter indicted under 5 (a) (1) (D) of the Act for having "unlawfully and willfully engage[d]" in employment at the shipyard with knowledge of the outstanding order against the Party and of the notice of the Secretary's designation. The District Court, relying on Scales v. United States, 367 U.S. 203, dismissed the indictment for failure to allege that appellee was an active Party member with knowledge of and a specific intent to advance its unlawful purposes. The case was appealed to the Court of Appeals and then certified to this Court as a direct appeal. Held: Section 5 (a) (1) (D) is invalid since by its overbreadth it unconstitutionally abridges the right of association protected by the First Amendment. Pp. 262-268. (a) The indiscriminate application of 5 (a) (1) (D) to all types of association with Communist-action groups, regardless of the quality and degree of membership, makes it impossible by limiting construction to save the provision from constitutional infirmity. Cf. Aptheker v. Secretary of State, 378 U.S. 500. P. 262. (b) An individual's associational rights under the First Amendment are no less basic than the right to travel involved in Aptheker. Pp. 262-263. (c) The fact that the Act was passed pursuant to Congress' "war power" to further the "national defense" cannot "remove constitutional limitations safeguarding essential liberties," Home Bldg. & Loan Assn. v. Blaisdell, 290 U.S. 398, 426. Pp. 263-264. (d) The statute literally establishes guilt by association alone, without any need to show that an individual's association poses the threat of sabotage and espionage in defense plants at which the legislation is directed. P. 265. [Page 389 U.S. 258, 259] (e) Section 5 (a) (1) (D) includes within its coverage not only association which may be proscribed consistently with the First Amendment but also association (such as that of passive members of a designated organization, those unaware of or disagreeing with its unlawful aims, and those in nonsensitive jobs at defense facilities) which cannot be so proscribed. Pp. 265-266. (f) Congress in exercising its ample power to safeguard the national defense cannot exceed constitutional bounds, particularly where First Amendment rights are at stake. Pp. 266-268. Affirmed. Kevin T. Maroney reargued the cause for the United States. With him on the brief on reargument were Solicitor General Marshall, Assistant Attorney General Yeagley, John S. Martin, Jr., and Lee B. Anderson, and on the original argument Solicitor General Marshall, Assistant Attorney General Yeagley, Nathan Lewin and Mrs. Anderson. John J. Abt reargued the cause for appellee. With him on the briefs on the original argument and on the reargument were John Caughlan and Joseph Forer. John J. Sullivan, Marvin M. Karpatkin and Melvin L. Wulf filed a brief on the original argument for the American Civil Liberties Union et al., as amici curiae, urging affirmance. Footnotes[Footnote î] ERRATA: "Petitioner" should be "Appellee". MR. CHIEF JUSTICE WARREN delivered the opinion of the Court. This appeal draws into question the constitutionality of 5 (a) (1) (D) of the Subversive Activities Control Act of 1950, 64 Stat. 992, 50 U.S.C. 784 (a) (1) (D),[Footnote 1] [Page 389 U.S. 258, 260] which provides that, when a Communist-action organization[Footnote 2] is under a final order to register, it shall be unlawful for any member of the organization "to engage in any employment in any defense facility." In Communist Party v. Subversive Activities Control Board, (1961), this Court sustained an order of the SACB requiring the Communist Party of the United States to register as a Communist-action organization under the Act. The Board's order became final on October 20, 1961. At that time appellee, a member of the Communist Party, was employed as a machinist at the Seattle, Washington, shipyard of Todd Shipyards Corporation. On August 20, 1962, the Secretary of Defense, acting under authority delegated by 5 (b) of the Act, designated that shipyard a "defense facility." Appellee's continued employment at the shipyard after that date subjected him to prosecution under 5 (a) (1) (D), and on May 21, 1963, an indictment was filed charging him with a violation of that section. The indictment alleged in substance that appellee had "unlawfully and willfully engage[d] in employment" at the shipyard with knowledge of the outstanding order against the Party and with knowledge and notice of the shipyard's designation as [Page 389 U.S. 258, 261] a defense facility by the Secretary of Defense. The United States District Court for the Western District of Washington granted appellee's motion to dismiss the indictment on October 4, 1965. To overcome what it viewed as a "likely constitutional infirmity" in 5 (a) (1) (D), the District Court read into that section "the requirements of active membership and specific intent." Because the indictment failed to allege that appellee's Communist Party membership was of that quality, the indictment was dismissed. The Government, unwilling to accept that narrow construction of 5 (a) (1) (D) and insisting on the broadest possible application of the statute,[Footnote 3] initially took its appeal to the Court of Appeals for the Ninth Circuit. On the Government's motion, the case was certified here as properly a direct appeal to this Court under 18 U.S.C. 3731. We noted probable jurisdiction. 384 U.S. 937.[Footnote 4] We affirm the judgment of the District Court, but on the ground that 5 (a) (1) (D) is an unconstitutional abridgment of the right of association protected by the First Amendment.[Footnote 5] [Page 389 U.S. 258, 262] We cannot agree with the District Court that 5 (a) (1) (D) can be saved from constitutional infirmity by limiting its application to active members of Communist-action organizations who have the specific intent of furthering the unlawful goals of such organizations. The District Court relied on Scales v. United States, 367 U.S. 203 (1961), in placing its limiting construction on 5 (a) (1) (D). It is true that in Scales we read the elements of active membership and specific intent into the membership clause of the Smith Act.[Footnote 6] However, in Aptheker v. Secretary of State, 378 U.S. 500 (1964), we noted that the Smith Act's membership clause required a defendant to have knowledge of the organization's illegal advocacy, a requirement that "was intimately connected with the construction limiting membership to `active' members." Id., at 511, n. 9. Aptheker involved a challenge to 6 of the Subversive Activities Control Act, 50 U.S.C. 785, which provides that, when a Communist organization is registered or under a final order to register, it shall be unlawful for any member thereof with knowledge or notice thereof to apply for a passport. We held that "[t]he clarity and preciseness of the provision in question make it impossible to narrow its indiscriminately cast and overly broad scope without substantial rewriting." Id., at 515. We take the same view of 5 (a) (1) (D). It is precisely because that statute sweeps indiscriminately across all types of association with Communist-action groups, without regard to the quality and degree of membership, that it runs afoul of the First Amendment. In Aptheker, we held 6 unconstitutional because it too broadly and indiscriminately infringed upon constitutionally protected rights. The Government has argued that, despite the overbreadth which is obvious on the face of 5 (a) (1) (D), Aptheker is not controlling in [Page 389 U.S. 258, 263] this case because the right to travel is a more basic freedom than the right to be employed in a defense facility. We agree that Aptheker is not controlling since it was decided under the Fifth Amendment. But we cannot agree with the Government's characterization of the essential issue in this case. It is true that the specific disability imposed by 5 (a) (1) (D) is to limit the employment opportunities of those who fall within its coverage, and such a limitation is not without serious constitutional implications. See Greene v. McElroy, 360 U.S. 474, 492 (1959). But the operative fact upon which the job disability depends is the exercise of an individual's right of association, which is protected by the provisions of the First Amendment.[Footnote 7] Wherever one would place the right to travel on a scale of constitutional values, it is clear that those rights protected by the First Amendment are no less basic in our democratic scheme. The Government seeks to defend the statute on the ground that it was passed pursuant to Congress' war power. The Government argues that this Court has given broad deference to the exercise of that constitutional power by the national legislature. That argument finds support in a number of decisions of this Court.[Footnote 8] However, the phrase "war power" cannot be invoked as a talismanic incantation to support any exercise of congressional power which can be brought within its ambit. [Page 389 U.S. 258, 264] "[E]ven the war power does not remove constitutional limitations safeguarding essential liberties." Home Bldg. & Loan Assn. v. Blaisdell, 290 U.S. 398, 426 (1934). More specifically in this case, the Government asserts that 5 (a) (1) (D) is an expression "of the growing concern shown by the executive and legislative branches of government over the risks of internal subversion in plants on which the national defense depend[s]."[Footnote 9] Yet, this concept of "national defense" cannot be deemed an end in itself, justifying any exercise of legislative power designed to promote such a goal. Implicit in the term "national defense" is the notion of defending those values and ideals which set this Nation apart. For almost two centuries, our country has taken singular pride in the democratic ideals enshrined in its Constitution, and the most cherished of those ideals have found expression in the First Amendment. It would indeed be ironic if, in the name of national defense, we would sanction the subversion of one of those liberties - the freedom of association - which makes the defense of the Nation worthwhile. When Congress' exercise of one of its enumerated powers clashes with those individual liberties protected by the Bill of Rights, it is our "delicate and difficult task" to determine whether the resulting restriction on freedom can be tolerated. See Schneider v. State, 308 U.S. 147, 161 (1939). The Government emphasizes that the purpose of 5 (a) (1) (D) is to reduce the threat of sabotage and espionage in the Nation's defense plants. The Government's interest in such a prophylactic measure is not insubstantial. But it cannot be doubted that the means chosen to implement that governmental purpose in this instance cut deeply into the right of association. Section 5 (a) (1) (D) put appellee to the choice of surrendering [Page 389 U.S. 258, 265] his organizational affiliation, regardless of whether his membership threatened the security of a defense facility,[Footnote 10] or giving up his job.[Footnote 11] When appellee refused to make that choice, he became subject to a possible criminal penalty of five years' imprisonment and a $10,000 fine.[Footnote 12] The statute quite literally establishes guilt by association alone, without any need to establish that an individual's association poses the threat feared by the Government in proscribing it.[Footnote 13] The inhibiting effect on the exercise of First Amendment rights is clear. It has become axiomatic that "[p]recision of regulation must be the touchstone in an area so closely touching our most precious freedoms." NAACP v. Button, 371 U.S. 415, 438 (1963); see Aptheker v. Secretary of State, 378 U.S. 500, 512-513; Shelton v. Tucker, 364 U.S. 479, 488 (1960). Such precision is notably lacking in 5 (a) (1) (D). That statute casts its net across a [Page 389 U.S. 258, 266] broad range of associational activities, indiscriminately trapping membership which can be constitutionally punished[Footnote 14] and membership which cannot be so proscribed.[Footnote 15] It is made irrelevant to the statute's operation that an individual may be a passive or inactive member of a designated organization, that he may be unaware of the organization's unlawful aims, or that he may disagree with those unlawful aims.[Footnote 16] It is also made irrelevant that an individual who is subject to the penalties of 5 (a) (1) (D) may occupy a nonsensitive position in a defense facility.[Footnote 17] Thus, 5 (a) (1) (D) contains the fatal defect of overbreadth because it seeks to bar employment both for association which may be proscribed and for association which may not be proscribed consistently with First Amendment rights. See Elfbrandt v. Russell, ; Aptheker v. Secretary of State, supra; NAACP v. Alabama ex rel. Flowers, 377 U.S. 288 (1964); NAACP v. Button, supra. This the Constitution will not tolerate. We are not unmindful of the congressional concern over the danger of sabotage and espionage in national defense industries, and nothing we hold today should be read to deny Congress the power under narrowly drawn legislation to keep from sensitive positions in defense [Page 389 U.S. 258, 267] facilities those who would use their positions to disrupt the Nation's production facilities. We have recognized that, while the Constitution protects against invasions of individual rights, it does not withdraw from the Government the power to safeguard its vital interests. Kennedy v. Mendoza-Martinez, 372 U.S. 144, 160 (1963). Spies and saboteurs do exist, and Congress can, of course, prescribe criminal penalties for those who engage in espionage and sabotage.[Footnote 18] The Government can deny access to its secrets to those who would use such information to harm the Nation.[Footnote 19] And Congress can declare sensitive positions in national defense industries off limits to those who would use such positions to disrupt the production of defense materials. The Government has told us that Congress, in passing 5 (a) (1) (D), made a considered judgment that one possible alternative to that statute - an industrial security screening program - would be inadequate and ineffective to protect against sabotage in defense facilities. It is not our function to examine the validity of that congressional judgment. Neither is it our function to determine whether an industrial security screening program exhausts the possible alternatives to the statute under review. We are concerned solely with determining whether the statute before us has exceeded the bounds imposed by the Constitution when First Amendment rights are at stake. The task of writing legislation which will stay within those bounds has been committed to Congress. Our decision today [Page 389 U.S. 258, 268] simply recognizes that, when legitimate legislative concerns are expressed in a statute which imposes a substantial burden on protected First Amendment activities, Congress must achieve its goal by means which have a "less drastic" impact on the continued vitality of First Amendment freedoms.[Footnote 20] Shelton v. Tucker, supra; cf. United States v. Brown, 381 U.S. 437, 461 (1965). The Constitution and the basic position of First Amendment rights in our democratic fabric demand nothing less. Affirmed. MR. JUSTICE MARSHALL took no part in the consideration or decision of this case. Footnote 1 The Act was passed over the veto of President Truman. In his veto message, President Truman told Congress, "The Department of Justice, the Department of Defense, the Central Intelligence Agency, and the Department of State have all advised me that the bill would seriously damage the security and the intelligence operations for which they are responsible. They have strongly expressed [Page 389 U.S. 258, 260] the hope that the bill would not become law." H. R. Doc. No. 708, 81st Cong., 2d Sess., 1 (1950). President Truman also observed that "the language of the bill is so broad and vague that it might well result in penalizing the legitimate activities of people who are not Communists at all, but loyal citizens." Id., at 3. Footnote 2 Section 3 (3) (a) of the Act, 50 U.S.C. 782 (3) (a), defines a "Communist-action organization" as:"any organization in the United States (other than a diplomatic representative or mission of a foreign government accredited as such by the Department of State) which (i) is substantially directed, dominated, or controlled by the foreign government or foreign organization controlling the world Communist movement . . . and (ii) operates primarily to advance the objectives of such world Communist movement . . . ." Footnote 3 The Government has persisted in this view in its arguments to this Court. Brief for the Government 48-56. Footnote 4 We initially heard oral argument in this case on November 14, 1966. On June 5, 1967, we entered the following order:"Case is restored to the calendar for reargument and counsel are directed to brief and argue, in addition to the questions presented, the question whether the delegation of authority to the Secretary of Defense to designate `defense facilities' satisfies pertinent constitutional standards." 387 U.S. 939. We heard additional arguments on October 9, 1967. Footnote 5 In addition to arguing that 5 (a) (1) (D) is invalid under the First Amendment, appellee asserted the statute was also constitutional because (1) it offended substantive and procedural due process under the Fifth Amendment; (2) it contained an unconstitutional delegation of legislative power to the Secretary of Defense; and (3) it is a bill of attainder. Because we agree that the statute is contrary to the First Amendment, we find it unnecessary to consider the other constitutional arguments. Footnote 6 18 U.S.C. 2385. Footnote 7 Our decisions leave little doubt that the right of association is specifically protected by the First Amendment. E. g., Aptheker v. Secretary of State, supra, at 507; Gibson v. Florida Legislative Investigation Committee, 372 U.S. 539, 543 (1963); Bates v. City of Little Rock, 361 U.S. 516, 522-523 (1960); NAACP v. Alabama ex rel. Patterson, 357 U.S. 449, 460 (1958). See generally Emerson, Freedom of Association and Freedom of Expression, 74 Yale L. J. 1 (1964). Footnote 8 See, e. g., Lichter v. United States, 334 U.S. 742, 754-772 (1948); Hirabayashi v. United States, 320 U.S. 81, 93 (1943). Footnote 9 Brief for the Government 15. Footnote 10 The appellee has worked at the shipyard, apparently without incident and apparently without concealing his Communist Party membership, for more than 10 years. And we are told that, following appellee's indictment and arrest, "he was released on his own recognizance, and immediately returned to his job as a machinist at the Todd Shipyards, where he has worked ever since." Brief for Appellee 6, n. 8. As far as we can determine, appellee is the only individual the Government has attempted to prosecute under 5 (a) (1) (D). Footnote 11 We recognized in Greene v. McElroy, 360 U.S., at 492, that "the right to hold specific private employment and to follow a chosen profession free from unreasonable governmental interference comes within the `liberty' and `property' concepts of the Fifth Amendment." Footnote 12 50 U.S.C. 794 (c). Footnote 13 The Government has insisted that Congress, in enacting 5 (a) (1) (D), has not sought "to punish membership in `Communist-action' . . . organizations." Brief for the Government 53. Rather, the Government asserts, Congress has simply sought to regulate access to employment in defense facilities. But it is clear the employment disability is imposed only because of such membership. Footnote 14 See Scales v. United States, (1961). Footnote 15 See Elfbrandt v. Russell, 384 U.S. 11 (1966). Footnote 16 A number of complex motivations may impel an individual to align himself with a particular organization. See Gibson v. Florida Legislative Investigation Committee, 372 U.S. 539, 562-565 (1963) (concurring opinion). It is for that reason that the mere presence of an individual's name on an organization's membership rolls is insufficient to impute to him the organization's illegal goals. Footnote 17 See Cole v. Young, 351 U.S. 536, 546 (1956): "[I]t is difficult to justify summary suspensions and unreviewable dismissals on loyalty grounds of employees who are not in `sensitive' positions and who are thus not situated where they could bring about any discernible adverse effects on the Nation's security." Footnote 18 Congress has already provided stiff penalties for those who conduct espionage and sabotage against the United States. 18 U.S.C. 792-798 (espionage); 2151-2156 (sabotage). Footnote 19 The Department of Defense, pursuant to Executive Order 10865, as amended by Executive Order 10909, has established detailed procedures for screening those working in private industry who, because of their jobs, must have access to classified defense information. 32 CFR Part 155. The provisions of those regulations are not before the Court in this case. Footnote 20 It has been suggested that this case should be decided by "balancing" the governmental interests expressed in 5 (a) (1) (D) against the First Amendment rights asserted by the appellee. This we decline to do. We recognize that both interests are substantial, but we deem it inappropriate for this Court to label one as being more important or more substantial than the other. Our inquiry is more circumscribed. Faced with a clear conflict between a federal statute enacted in the interests of national security and an individual's exercise of his First Amendment rights, we have confined our analysis to whether Congress has adopted a constitutional means in achieving its concededly legitimate legislative goal. In making this determination we have found it necessary to measure the validity of the means adopted by Congress against both the goal it has sought to achieve and the specific prohibitions of the First Amendment. But we have in no way "balanced" those respective interests. We have ruled only that the Constitution requires that the conflict between congressional power and individual rights be accommodated by legislation drawn more narrowly to avoid the conflict. There is, of course, nothing novel in that analysis. Such a course of adjudication was enunciated by Chief Justice Marshall when he declared: "Let the end be legitimate, let it be within the scope of the constitution, and all means which are appropriate, which are plainly adapted to that end, which are not prohibited, but consist with the letter and spirit of the constitution, are constitutional." M'Culloch v. Maryland, 4 Wheat. 316, 421 (1819) (emphasis added). In this case, the means chosen by Congress are contrary to the "letter and spirit" of the First Amendment. [Page 389 U.S. 258, 269] MR. JUSTICE BRENNAN, concurring in the result. I too agree that the judgment of the District Court should be affirmed but I reach that result for different reasons. Like the Court, I disagree with the District Court that 5 (a) (1) (D) can be read to apply only to active members who have the specific intent to further the Party's unlawful objectives. In Aptheker v. Secretary of State, , we rejected that reading of 6 of the Act which provides that, when a Communist organization is registered or under final order to register, it shall be unlawful for any member thereof with knowledge or notice of the order to apply for or use a passport. We held that "[t]he clarity and preciseness of the provision in question make it impossible to narrow its indiscriminately cast and overly broad scope without substantial rewriting." 378 U.S., at 515. I take the same view of 5 (a) (1) (D). Aptheker held 6 of the Act overbroad in that it deprived Party members of the right to travel without regard to whether they were active members of the Party or intended to further the Party's unlawful objectives, and therefore invalidly abridged, on the basis of political associations, the members' constitutionally protected right to travel. Section 5 (a) (1) (D) also treats as irrelevant whether or not the members are active, or know the Party's unlawful purposes, or intend to pursue those purposes. Compare Keyishian v. Board of Regents, 385 U.S. 589; Elfbrandt v. Russell, 384 U.S. 11, 17; Scales v. United States, ; Schneiderman v. United States, 320 U.S. 118, 136. Indeed, a member such as appellee, who has worked at the Todd Shipyards without complaint or known ground for suspicion for over 10 years, is afforded no opportunity to prove that the statute's presumption that he is a security risk is invalid as applied to him. And no importance whatever is attached to the sensitivity of the jobs held by Party members, [Page 389 U.S. 258, 270] a factor long considered relevant in security cases.1 Furthermore, like 6, 5 (a) (1) (D) affects constitutionally protected rights. "[T]he right to hold specific private employment and to follow a chosen profession free from unreasonable governmental interference comes within the `liberty' and `property' concepts of the Fifth Amendment . . . ." Greene v. McElroy, 360 U.S. 474, 492. That right is therefore also included among the "[i]ndividual liberties fundamental to American institutions [which] are not to be destroyed under pretext of preserving those institutions, even from the gravest external dangers." Communist Party v. Subversive Activities Control Board, 367 U.S. 1, 96. Since employment opportunities are denied by 5 (a) (1) (D) simply on the basis of political associations the statute also has the potential of curtailing free expression by inhibiting persons from establishing or retaining such associations. See Wieman v. Updegraff, 344 U.S. 183, 191. "Broad prophylactic rules in the area of free expression are suspect. . . . Precision of regulation must be the touchstone in . . . area[s] so closely touching our most precious freedoms." NAACP v. Button, 371 U.S. 415, 438; see Shelton v. Tucker, 364 U.S. 479, 488; Cantwell v. Connecticut, 310 U.S. 296, 304. It is true, however, as the Government points out, that Congress often regulates indiscriminately, through preventive or prophylactic measures, e. g., Board of Governors v. Agnew, ; North American Co. v. SEC, 327 U.S. 686, and that such regulation has been upheld even where fundamental freedoms are potentially affected, Hirabayashi v. United States, 320 U.S. 81; [Page 389 U.S. 258, 271] Cafeteria Workers v. McElroy, 367 U.S. 886; Carlson v. London, 342 U.S. 524. Each regulation must be examined in terms of its potential impact upon fundamental rights, the importance of the end sought and the necessity for the means adopted. The Government argues that 5 (a) (1) (D) may be distinguished from 6 on the basis of these factors. Section 5 (a) (1) (D) limits employment only in "any defense facility," while 6 deprived every Party member of the right to apply for or to hold a passport. If 5 (a) (1) (D) were in fact narrowly applied, the restrictions it would place upon employment are not as great as those placed upon the right to travel by 6.2 The problems presented by the employment of Party members at defense facilities, moreover, may well involve greater hazards to national security than those created by allowing Party members to travel abroad. We may assume, too, that Congress may have been justified in its conclusion that alternatives to 5 (a) (1) (D) were inadequate.3 For these reasons, [Page 389 U.S. 258, 272] I am not persuaded to the Court's view that overbreadth is fatal to this statute, as I agreed it was in other contexts; see, e. g., Keyishian v. Board of Regents, 385 U.S. 589; Elfbrandt v. Russell, 384 U.S. 11; Aptheker v. Secretary of State, 378 U.S. 500; NAACP v. Button, 371 U.S. 415. However, acceptance of the validity of these distinctions and recognition of congressional power to utilize a prophylactic device such as 5 (a) (1) (D) to safeguard against espionage and sabotage at essential defense facilities, would not end inquiry in this case. Even if the statute is not overbroad on its face - because there may be "defense facilities" so essential to our national security that Congress could constitutionally exclude all Party members from employment in them - the congressional delegation of authority to the Secretary of Defense to designate "defense facilities" creates the danger of overbroad, unauthorized, and arbitrary application of criminal sanctions in an area of protected freedoms and therefore, in my view, renders this statute invalid. Because the statute contains no meaningful standard by which the Secretary is to govern his designations, [Page 389 U.S. 258, 273] and no procedures to contest or review his designations, the "defense facility" formulation is constitutionally insufficient to mark "the field within which the [Secretary] is to act so that it may be known whether he has kept within it in compliance with the legislative will." Yakus v. United States, 321 U.S. 414, 425. The Secretary's role in designating "defense facilities" is fundamental to the potential breadth of the statute, since the greater the number and types of facilities designated, the greater is the indiscriminate denial of job opportunities, under threat of criminal punishment, to Party members because of their political associations. A clear, manageable standard might have been a significant limitation upon the Secretary's discretion. But the standard under which Congress delegated the designating power is so indefinite as to be meaningless. The statute defines "facility" broadly enough to include virtually every place of employment in the United States; the term includes "any plant, factory or other manufacturing, producing or service establishment, airport, airport facility, vessel, pier, water-front facility, mine, railroad, public utility, laboratory, station, or other establishment or facility, or any part, division, or department of any of the foregoing." 50 U.S.C. 782 (7). And 5 (b) grants the Secretary of Defense untrammelled discretion to designate as a "defense facility" any facility "with respect to the operation of which he finds and determines that the security of the United States requires . . ." that Party members should not be employed there. Congress could easily have been more specific.4 Instead, Congress left the Secretary completely [Page 389 U.S. 258, 274] at large in determining the relevance and weight to be accorded such factors as the importance and secrecy of the facility and of the work being done there, and the indispensability of the facility's service or product to the national security. Congress ordinarily may delegate power under broad standards. E. g., Dakota Central Tel. Co. v. South Dakota, 250 U.S. 163, 183; FPC v. Hope Natural Gas Co., ; NBC v. United States, 319 U.S. 190. No other general rule would be feasible or desirable. Delegation of power under general directives is an inevitable consequence of our complex society, with its myriad, ever changing, highly technical problems. "The Constitution has never been regarded as denying to the Congress the necessary resources of flexibility and practicality . . . to perform its function . . . ." Panama Refining Co. v. Ryan, 293 U.S. 388, 421; Currin v. Wallace, 306 U.S. 1, 15. It is generally enough that, in conferring power upon an appropriate authority, Congress [Page 389 U.S. 258, 275] indicate its general policy, and act in terms or within a context which limits the power conferred. See, e. g., Arizona v. California, 373 U.S. 546, 584-585; FCC v. RCA Communications, Inc., ; Lichter v. United States, 334 U.S. 742; Yakus v. United States, supra, at 424; Bandini Petroleum Co. v. Superior Court, 284 U.S. 8; FTC v. Gratz, 253 U.S. 421; Buttfield v. Stranahan, 192 U.S. 470. Given such a situation, it is possible for affected persons, within the procedural structure usually established for the purpose, to be heard by the implementing agency and to secure meaningful review of its action in the courts, and for Congress itself to review its agent's action to correct significant departures from Congress' intention. The area of permissible indefiniteness narrows, however, when the regulation invokes criminal sanctions and potentially affects fundamental rights, as does 5 (a) (1) (D). See Barenblatt v. United States, 360 U.S. 109, 140, n. 7 (BLACK, J., dissenting). This is because the numerous deficiencies connected with vague legislative directives, whether to a legislative committee, United States v. Rumely, ; to an executive officer, Panama Refining Co. v. Ryan, 293 U.S. 388; to a judge and jury, Cline v. Frink Dairy Co., 274 U.S. 445, 465; or to private persons, Bantam Books, Inc. v. Sullivan, ; see Schechter Poultry Corp. v. United States, 295 U.S. 495; are far more serious when liberty and the exercise of fundamental rights are at stake. See also Gojack v. United States, 384 U.S. 702; Kunz v. New York, 340 U.S. 290; Winters v. New York, 333 U.S. 507; Thornhill v. Alabama, 310 U.S. 88; Hague v. CIO, 307 U.S. 496; Herndon v. Lowry, 301 U.S. 242. First. The failure to provide adequate standards in 5 (a) (1) (D) reflects Congress' failure to have made a "legislative judgment," Cantwell v. Connecticut, 310 [Page 389 U.S. 258, 276] U.S., at 307, on the extent to which the prophylactic measure should be applied. Formulation of policy is a legislature's primary responsibility, entrusted to it by the electorate, and to the extent Congress delegates authority under indefinite standards, this policy-making function is passed on to other agencies, often not answerable or responsive in the same degree to the people. "[S]tandards of permissible statutory vagueness are strict . . ." in protected areas. NAACP v. Button, 371 U.S., at 432. "Without explicit action by lawmakers, decisions of great constitutional import and effect would be relegated by default to administrators who, under our system of government, are not endowed with authority to decide them." Greene v. McElroy, 360 U.S. 474, 507. Congress has the resources and the power to inform itself, and is the appropriate forum where the conflicting pros and cons should have been presented and considered. But instead of a determination by Congress reflected in guiding standards of the types of facilities to which 5 (a) (1) (D) should be applied, the statute provides for a resolution by the Secretary of Defense acting on his own accord. It is true that the Secretary presumably has at his disposal the information and expertise necessary to make reasoned judgments on which facilities are important to national security. But that is not the question to be resolved under this statute. Compare Hague v. CIO, . Rather, the Secretary is in effect determining which facilities are so important to the national security that Party members, active or inactive, well- or ill-intentioned, should be prohibited from working within them in any capacity, sensitive or innocuous, under threat of criminal prosecution. In resolving this conflict of interests, the Secretary's judgment, colored by his overriding obligation to protect the national defense, is not [Page 389 U.S. 258, 277] a constitutionally acceptable substitute for Congress' judgment, in the absence of further, limiting guidance.5 The need for a legislative judgment is especially acute here, since it is imperative when liberty and the exercise of fundamental freedoms are involved that constitutional rights not be unduly infringed. Cantwell v. Connecticut, supra, at 304. Before we can decide whether it is an undue infringement of protected rights to send a person to prison for holding employment at a certain type of facility, it ought at least to appear that Congress authorized the proscription as warranted and necessary. Such congressional determinations will not be assumed. "They must be made explicitly not only to assure that individuals are not deprived of cherished rights under procedures not actually authorized . . . but also because explicit action, especially in areas of doubtful constitutionality, requires careful and purposeful consideration by those responsible for enacting and implementing our laws." Greene v. McElroy, supra, at 507. Second. We said in Watkins v. United States, 354 U.S. 178, 205, that Congress must take steps to assure "respect [Page 389 U.S. 258, 278] for constitutional liberties" by preventing the existence of "a wide gulf between the responsibility for the use of . . . power and the actual exercise of that power." Procedural protections to avoid that gulf have been recognized as essential when fundamental freedoms are regulated, Speiser v. Randall, ; Marcus v. Search Warrant,Try vLex for FREE for 3 days
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